BROKER-DEALER/UNDERWRITER AND DISTRIBUTOR
Commonwealth Fund Services utilizes a nationally recognized registered Broker-Dealer and acts as the sole Underwriter/Distributor for the funds it services. The underwriter provides critical services including the following:
- Mutual fund underwriter functions
- Rule 12b-1 reporting services
- Distribution agent functions
- Sales and marketing support
- Creating and maintaining selling agreements
- Advertising Review and Compliance
- Licensing of registered representatives
